Frequently Asked Questions
Open communication is necessary in keeping you focused on your investment plan and adjusting your plan over time. Regular communication via phone calls, emails, and in-person meetings will keep you updated with relevant financial advice and help answer any questions you may have. Here are a few common questions we’ve heard:
Yes, in our initial communications, we discuss your specific financial situation. After gaining a clear understanding of your financial goals, we will present recommendations, develop a plan, and work with you to implement your plan.
You can expect a personal relationship where your goals and needs are at the core of our strategies to help you. You receive ongoing personal attention with as much participation as you want. You can expect financial advice with a customized, diversified portfolio built to help you reach your financial objectives.
Yes, via the custodian’s website, you have 24/7 access to your investment portfolio and a comprehensive view of current holdings as well as archives of historic account statements, tax documents, and trade confirmations.
If I have a managed account (Greater Value Account or Preferred Asset Management Account), where are my assets held?
Assets are held at an outside custodial firm; either TD Ameritrade or Pershing, LLC. Each is covered under the rules of the Securities Investors Protection Corporation (SIPC).